Real world study of safety and efficacy of lorlatinib as second line and beyond in ALK-rearranged advanced non-small cell lung cancer patients in India – a multicentre chart review study (ROSELAND)

Bivas Biswas1, Nikhil S Ghadyalpatil2, Shekar Patil3, Amol Patel4, Sandip Ganguly1, Anvesh Rathore5, Bhupesh Guleria6, Cpalli Firdouse Tarannum2, Joydeep Ghosh1, Mary Sravani Kondapally7, Ravi Thippeswamy3, Shashidhara Haragadde Poppa Reddy3 and Somnath Roy1

1Department of Medical Oncology, Tata Medical Center, Kolkata 700160, India

2Department of Medical Oncology, Yashoda Hospitals, Somajiguda, Hyderabad, Telangana 500082, India

3Department of Medical Oncology, HGC Cancer Centre, Bangalore, Karnataka 560027, India

4Department of Medical Oncology, INHS Asvini, Mumbai, Maharashtra 400005, India

5Department of Medical Oncology, Army Hospital (R&R), Delhi 110010, India

6Department of Medical Oncology, Command Hospital, Pune, Maharashtra 411001, India

7SVS Medical College, Mahabubnagar, Telangana 509001, India



Background: Lorlatinib, an anaplastic lymphoma kinase (ALK)–inhibitor, is approved as frontline as well as subsequent line of therapy in ALK-rearranged advanced non-small cell lung cancer (NSCLC). There is limited literature about safety and efficacy of lorlatinib in Indian patients.

Materials and methods: This was a retrospective multicentre study on patients with ALK-rearranged advanced NSCLC received lorlatinib as second line and beyond between May 2017 and December 2021. ALK was tested either by immunohistochemistry or fluorescent in-situ hybridisation. Clinicopathologic features, treatment details, toxicity and outcomes were analysed.

Results: A total of 38 patients were enrolled with a median age of 54 years (range: 30–72) and male: female ratio of 20:18. Fifteen (44%) patients had brain metastases at baseline. Lorlatinib use was – second line in 11 (29%), third line in 21 (55%) and fourth line in 4 (11%) of patients, respectively. The best radiologic response to lorlatinib was – complete response in 9 (24%), partial response in 17 (46%), stable disease in 9 (24%) and progressive disease in 2 (5%) of patients, respectively. After a median follow-up of 76.6 months (95% CI: 68.9–100), the median progression-free survival (PFS) of lorlatinib was not reached (95% CI: 24.3–not reached) and median overall survival (OS) of the whole cohort was 93.1 months (95% CI: 62–not reached). Both median PFS (p = 0.48) and median OS (p = 0.74) was similar between second line and later line use of lorlatinib. Thirty-three (87%) patients experienced treatment-related toxicity and six (16%) patients required dose modification.

Conclusion: Lorlatinib was highly efficacious in terms of overall response rate, median PFS and median OS in this small real-world cohort of advanced ALK+ve NSCLC with a manageable safety profile.

Keywords: real-world, safety, lorlatinib, MET, ALK

Correspondence to: Bivas Biswas

Published: 13/02/2024
Received: 28/08/2023

Publication costs for this article were supported by ecancer (UK Charity number 1176307).

Copyright: © the authors; licensee ecancermedicalscience. This is an Open Access article distributed under the terms of the Creative Commons Attribution License (, which permits unrestricted use, distribution, and reproduction in any medium, provided the original work is properly cited.


Non-small cell lung cancer (NSCLC) is a heterogeneous group of disease and characterised by many novel molecular alterations with mutations and fusions. Anaplastic lymphoma kinase (ALK) rearrangements represent a unique subset, found in 5%–8% of advanced NSCLC [13]. The outcome of ALK-positive advanced NSCLC has been revolutionised with the discovery of crizotinib, a first-generation ALK inhibitor, and its approval in this setting in 2011 [4].

Subsequently many second-generation and third-generation ALK inhibitor tyrosine kinase inhibitor (TKI) got approval for use in this subgroup in different setting [511].

Limitation of all ALK TKI, like- crizotinib, ceritinib, alectinib and brigatinib was development of resistance through on-target and off-target pathway. The major limitation of crizotinib was the lack of intracranial activity. On-target mechanism was mostly through the development of secondary ALK mutations and the frequency of mutations increased with increasing generations of TKI [12].

Lorlatinib, a potent third-generation ALK inhibitor TKI, was approved as post-certinib, post-alectinib progression and post-crizotinib plus one more TKI failure after a multi-cohort phase 2 study [5]. Subsequently, lorlatinib also got approved as firstline use in advanced ALK-positive NSCLC after excellent results in CROWN study [13]. Lorlatinib is active against most of the documented ALK mutations after progression on most of the first- and second-gen TKI and has high intracranial activity [14].

Very few studies published data on real-world safety and efficacy on lorlatinib in ≥1-line use setting and those data have limitation of a small sample size with mixed results [1521]. Only a brief report is available from India on the same setting [22]. Here, we report a multicentre retrospective cohort data on real-world safety and efficacy on lorlatinib in ALK rearranged advanced NSCLC from India.

Materials and methods


In this retrospective study, we collected data from four cancer centres in India. Patients of recurrent or metastatic NSCLC with ALK rearrangements who received lorlatinib second line or later line were enrolled in this study from May 2017 (lorlatinib compassionate access program started in India since February 2017) till December 2021. All patients were ≥18 years of age with at least one measurable lesion by Response Evaluation Criteria in Solid Tumours (RECIST), version 1.1 [23]. Patients who received lorlatinib through any clinical trial were excluded from this study. Ethical committee approval was obtained from respective institutions. Baseline clinicopathologic features, disease burden, previous treatment modalities, treatment-related grade-3 or 4 toxicity (according to the US National Cancer Institute Common Terminology Criteria for Adverse Events, version 4.0) [24] and outcome data were collected from hospital medical records.

Diagnostic work-up

ALK rearrangement was determined by immunohistochemistry (IHC) with the Ventana method (D5F3 clone) and/or by break-apart fluorescent in-situ hybridisation. All patients were staged with either contrast-enhanced computed tomography (CT) of the thorax and whole abdomen with/without bone scan (when indicated) or whole-body 18-fludeoxyglucose positron emission tomography coupled with a CT scan. Magnetic resonance imaging of the central nervous system (CNS) was performed if symptomatic or as per individual institutional practice.


Patients received lorlatinib after at least one prior ALK-TKI failure. Prior cytotoxic chemotherapy use was allowed. The starting dose of lorlatinib was 100 mg once daily and was continued until clinical and/or radiological progression, development of unacceptable toxic effects or death. Lorlatinib was continued beyond RECIST progression if a patient had the clinical benefit as assessed by the treating physician. Patients with symptomatic brain metastases were treated as per multidisciplinary tumour board decision with either craniotomy and tumour excision or stereotactic radio-surgery or whole brain radiation or a combination of these modalities. Dose modification was done in case of grade 3 or grade 4 toxicity after an initial dose interruption. Two levels of lorlatinib dose modification were allowed – 75 mg followed by 50 mg. Lorlatinib response assessment was done by appropriate imaging technique as per institutional practice. After lorlatinib failure (radiological and/or clinical progression), every effort was made to do a re-biopsy followed by further molecular analysis to detect any post-lorlatinib resistance mechanism.

Statistical analysis

Descriptive statistics were used for demographic and clinical characteristics. The Student t-test or Wilcoxon rank-sum test was applied for correlation between categorical and continuous variables. Chi-square or Fisher exact test was used to detect associations between qualitative variables. Survival was estimated with the Kaplan-Meier method, and survival estimates were compared using the log-rank test. Progression-free survival (PFS) for lorlatinib was calculated from the date of starting of lorlatinib to the date of disease progression. Those who died without disease progression were censored for PFS at the date of death. Data were censored on 30th April 2023. Patients who were lost to follow-up were censored at the date of last contact/follow-up. Overall survival (OS) was calculated from the date of diagnosis to the date of death from any cause. Patients who were lost to follow-up or who had abandoned treatment were also included in the PFS and OS analyses, and the outcomes for these patients were confirmed by telephone contact. STATA/SE 13.0 (StataCorp, College Station, TX, USA) was used for statistical analysis.


Clinicopathologic feature

A total of 38 patients were identified from 4 participating centres with a median age of 54 years (range: 30–72) and male: female ratio of 20:18. Baseline details are mentioned in Table 1. Most patients had CNS imaging at the baseline line and received appropriate CNS-targeted therapy.

Lorlatinib uses

All patients received 100 mg – once daily starting dose of lorlatinib. Lorlatinib use was – second line in 11 (29%), third line in 21 (55%) and fourth line in 4 (11%) of patients, respectively, 1 patient each received lorlatinib as fifth and sixth line of treatment. The previous lines of TKI use with sequencing are detailed in Table 2.

Treatment outcome of lorlatinib

The best radiologic response to lorlatinib was – complete response in 9 (24%), partial response in 17 (46%), stable disease in 9 (24%) and progressive disease in 2 (5%) of patients, respectively. At the data cut-off, 14 patients were dead, 4 patients were lost to follow-up and 20 patients were alive on treatment (17 patients were on lorlatinib and 3 patients were on subsequent therapy upon progression after lorlatinib).

After a median follow-up of 76.6 months (95% CI: 68.9–100), the median PFS of lorlatinib was not reached (95% CI: 24.3–not reached) (Figure 1A). Median OS of the whole cohort was 93.1 months (95% CI: 62–not reached) (Figure 1B). Median PFS was similar between second line or later line use of lorlatinib (HR: 0.67, p = 0.48) (Figure 1C). Median PFS for second line and third line lorlatinib was not reached (95% CI: 8.0–not reached) and not reached (95% CI: 12.7–not reached), respectively. Median OS was similar between second line or later line use of lorlatinib (HR: 0.82, p = 0.74) (Figure 1D).

Table 1. Baseline demography and clinicopathological features (n = 38).

Table 2. Sequencing of ALK-TKI.

Toxicity and dose modification

Thirty-three (87%) patients experienced treatment-related toxicity (Table 4) and most toxicity were grade 1 or grade 2. Common toxicities were – oedema in 10 (26%) patients, hypercholesterolemia in 25 (66%) patients and increased blood pressure in 4 (11%) patients. Six (16%) patients required dose modification to 75 mg once daily for lorlatinib-related grade 3 or grade 4 toxicity. None of the patients had permanent discontinuation of lorlatinib due to toxicity.

Figure 1. Kaplan-Meier survival curve showing median PFS in whole cohort (panel-A), median OS in whole cohort (panel-B), median PFS as per setting of lorlatinib use (panel-C) and median OS as per setting of lorlatinib use (panel-D).

Post-lorlatinib treatment

Post-lorlatinib re-biopsy data are available for two patients and both of them had high Mesenchymal Epithelial Transition (MET) amplification. Both patients achieved partial response when treated with capmatinib. Three patients received platinum-based doublet chemotherapy and one patient received alectinib.


In this multi-institutional study, after a median follow-up of 76.6 month median PFS was not reached in our cohort with a median OS of 93.1 months and overall response rate (ORR) of 70%. This outcome was much high as compared to phase 2 study of lorlatinib by Solomon et al [5]. Our outcome was similar to another large real-world study by Peled et al [21] but much better than other real-world studies (Table 3). There was significant heterogeneity in the outcome results published by different real world studies. This difference in outcome is multi-factorial and can be due to different ethnic group, heterogeneous patient population, different types of TKI used, different lines of lorlatinib used, post-oligoprogression use of lorlatinib, different methods of clinical outcome monitoring, etc. In our study, majority (>80%) of lorlatinib use was after only 1–2 lines of TKI failure and very less use of alectinib and brigatinib.

Table 3. Real world evidence on lorlatinib in ALK+ve advanced NSCLC.

Lorlatinib showed a median PFS of 5.5 months and ORR of 32% after the failure of second-generation ALK TKI [5]. In our study, 28 patients received at least 1 second-generation ALK inhibitor, either ceritinib or alectinib (Table 2). Median PFS was not reached for second or third line use of lorlatinib in our cohort.

Table 4. Toxicity profile.

Brain metastasis is very common in ALK+ve NSCLC, either at presentation [25] or during the course. In our study, 44% of patients had brain metastases during diagnosis and 49% brain metastases when started on lorlatinib. Lorlatinib is very effective in preventing brain metastasis [26] and also have a high intracranial response rate.

Recent phase 3 CROWN study [13, 26, 27] showed excellent tumour control with median PFS not reached at 36 months with excellent intracranial tumour control (intracranial response rate of 82%) and manageable safety profile. After this result, lorlatinib is now approved in first line setting use as the preferred first line option. Our study patients received lorlatinib as ≥ second line use before the approval of first line lorlatinib use and most of the patients received free medication through compassionate access program by Pfizer. Access to lorlatinib is a major barrier for treatment of patients with ALK+ve advanced NSCLC in low- and middle-income countries (LMIC). Not much therapeutic development happened so far to overcome lorlatinib resistance and subsequent disease progression. There is no standard of care in that setting other than platinum-based chemotherapy.

MET amplification is one of the merging resistances to lorlatinib [28]. We have two patients who had high MET amplification after progression on lorlatinib. Both of the patients responded to capmatinib, a potent selective MET inhibitor. There are several ALK inhibitors are available for treatment of patients with ALK+ve advanced NSCLC and they have different clinical activity, intracranial tumour control, different toxicity profiles and different resistance patterns. Optimal sequencing of these agents to get maximum survival while maintaining quality of life is a challenge. Patients in our cohort achieved a satisfactory median OS of 93.1 months.

Lorlatinib has a slightly different toxicity profile, other than class side effect of ALK inhibitors, like, CNS side effects, deranged lipid profile, etc. Most of the real-world studies (Table 3) reported lorlatinib-induced toxicities in patients ranging from 50% to 94% and our study reported similar frequency. Hypercholesterolemia, a classical side effects of lorlatinib [5, 13], was less in our cohort as we started statin concomitantly with lorlatinib. Two of our patients had severe neuro-cognitive dysfunction and managed conservatively with dose reduction to 75 mg/day. Toxicity profile reporting is very heterogeneous in real-world studies due to less data capture of treatment-related toxicities in out-patients and less vigorous reporting criteria. Only 16% of patients required dose modification in our cohort which was lower as compared to the landmark phase 2 study [5] and CROWN trial [13, 26, 27].

Our study results and interpretation were limited by the retrospective nature of the study which inherently carries many biases including missing data. Our study patients didn’t have any data on genomic variants of ALK fusion type as ALK V.3 variants may have better sensitivity of lorlatinib with higher efficacy [15]. None of the patients had re-biopsy upon progression on second line ceritinib or alectinib, and directly received lorlatinib as a subsequent line of treatment. Post-TKI re-biopsy access or practice is not common and does not affect subsequent treatment changes in a resource poor setting like India where access to lorlatinib and other investigation drugs is limited.


In conclusion, consistent with clinical trial data and real-world studies, lorlatinib was highly efficacious in terms of ORR, median PFS and median OS in this small real-world cohort of advanced ALK+ve NSCLC with manageable safety profile. The outcome data were much better than many previous studies of lorlatinib after failure with first or second gen ALK inhibitor. There is a huge unmet need for lorlatinib in this population in resource-poor LMIC.


Conflicts of interest

BB: Received PI grant in clinical trial from AstraZeneca, ROCHE, Pfizer, IQVIA, NOVARTIS and Johnson & Johnson and paid to Institution.

SG: Received PI grant in clinical trial from AstraZeneca, Johnson & Johnson and NOVARTIS and paid to Institution.

JG: Received PI grant in clinical trial from AstraZeneca and paid to Institution.

SR: Received PI grant in clinical trial from AstraZeneca and paid to Institution.

Rest of the authors: No conflicts of interest to declare.


The study has been supported by an educational grant from Pfizer (Investigator-Sponsored Research Study Tracking # 67570957). This funding was solely for conduct of the study. The funding agency had no role in study design, in the collection, analysis and interpretation of data or in the decision for publication of the study.

Informed consent

Informed consent waiver was received from Institutional Review Board (IRB) due to retrospective and non-interventional nature of the study. Respective participating centres have taken IEC/IRB approval.

Ethical approval

The study was approved Institutional Review Board (Ref No. – 2021/TMC/234/IRB41). The study was performed in accordance with the ethical standards as laid down in the 1964 Declaration of Helsinki and its later amendments.

Author contributions

Conceptualisation: BB, NSG, SP, AP, SG, JG and SR; formal analysis: BB, AP, SG and JG; funding acquisition: BB; project administration: BB, SG, AP and JG; supervision: BB, SG, JG and AP; data collection: all authors; writing – original draft: all authors; writing – review and editing: all authors; and approval of final draft: all authors.


1. Morris TA, Khoo C, and Solomon BJ (2019) Targeting ROS1 rearrangements in non-small cell lung cancer: crizotinib and newer generation tyrosine kinase inhibitors Drugs 79 1277–1286 PMID: 31313100

2. Patel A, Batra U, and Prasad KT, et al (2020) Real world experience of treatment and outcome in ALK-rearranged metastatic nonsmall cell lung cancer: a multicenter study from India Curr Probl Cancer 44 100571 PMID: 32234264

3. Rosas G, Ruiz R, and Araujo JM, et al (2019) ALK rearrangements: biology, detection and opportunities of therapy in non-small cell lung cancer Crit Rev Oncol Hematol 136 48–55 PMID: 30878128

4. Solomon BJ, Mok T, and Kim DW, et al (2014) First-line crizotinib versus chemotherapy in ALK-positive lung cancer N Engl J Med 371 2167–2177 PMID: 25470694

5. Solomon BJ, Besse B, and Bauer TM, et al (2018) Lorlatinib in patients with ALK-positive non-small-cell lung cancer: results from a global phase 2 study Lancet Oncol 19 1654–1667 PMID: 30413378

6. Shaw AT, Gandhi L, and Gadgeel S, et al (2016) Alectinib in ALK-positive, crizotinib-resistant, non-small-cell lung cancer: a single-group, multicentre, phase 2 trial Lancet Oncol 17 234–242

7. Hida T, Nokihara H, and Kondo M, et al (2017) Alectinib versus crizotinib in patients with ALK-positive non-small-cell lung cancer (J-ALEX): an open-label, randomised phase 3 trial Lancet 390 29–39 PMID: 28501140

8. Kim DW, Tiseo M, and Ahn MJ, et al (2017) Brigatinib in patients with crizotinib-refractory anaplastic lymphoma kinase–positive non-small-cell lung cancer: a randomized, multicenter phase II trial J Clin Oncol 35 2490–2498 PMID: 28475456

9. Peters S, Camidge DR, and Shaw AT, et al (2017) Alectinib versus crizotinib in untreated ALK-positive non-small-cell lung cancer N Engl J Med 377 829–838 PMID: 28586279

10. Shaw AT, Kim TM, and Crinò L, et al (2017) Ceritinib versus chemotherapy in patients with ALK-rearranged non-small-cell lung cancer previously given chemotherapy and crizotinib (ASCEND-5): a randomised, controlled, open-label, phase 3 trial Lancet Oncol 18 874–886 PMID: 28602779

11. Camidge DR, Kim HR, and Ahn MJ, et al (2020) Brigatinib versus crizotinib in advanced ALK inhibitor-naive ALK-positive non-small cell lung cancer: second interim analysis of the phase III ALTA-1L trial J Clin Oncol 38 3592–3603 PMID: 32780660 PMCID: 7605398

12. Gainor JF, Dardaei L, and Yoda S, et al (2016) Molecular mechanisms of resistance to first- and second-generation ALK inhibitors in ALK-rearranged lung cancer Cancer Discov 6 1118–1133 PMID: 27432227 PMCID: 5050111

13. Shaw AT, Bauer TM, and de Marinis F, et al (2020) First-line lorlatinib or crizotinib in advanced ALK-positive lung cancer N Engl J Med 383 2018–2029 PMID: 33207094

14. Shaw AT, Solomon BJ, and Besse B, et al (2019) ALK resistance mutations and efficacy of lorlatinib in advanced anaplastic lymphoma kinase-positive non-small-cell lung cancer J Clin Oncol 37 1370–1379 PMID: 30892989 PMCID: 6544460

15. Orlov SV, Iyevleva AG, and Filippova EA, et al (2021) Efficacy of lorlatinib in lung carcinomas carrying distinct ALK translocation variants: the results of a single-center study Transl Oncol 14 101121 PMID: 34030112 PMCID: 8144735

16. Alexander M, Wei J, and Parakh S, et al (2023) LOREALAUS: LOrlatinib REAL-World AUStralian experience in advanced ALK-rearranged NSCLC JTO Clin Res Rep 4 100490 PMID: 37077199 PMCID: 10106481

17. Zhu VW, Lin YT, and Kim DW, et al (2020) An international real-world analysis of the efficacy and safety of lorlatinib through early or expanded access programs in patients with tyrosine kinase inhibitor-refractory ALK-positive or ROS1-positive NSCLC J Thorac Oncol 15 1484–1496 PMID: 32360579

18. Lee PH, Chen KC, and Hsu KH, et al (2021) Real-world efficacy and safety of lorlatinib in treating advanced ALK-positive non-small cell lung cancer patients Anticancer Drugs 32 1099–1104 PMID: 34232936

19. Hochmair MJ, Fabikan H, and Illini O, et al (2020) Later-line treatment with lorlatinib in ALK- and ROS1-rearrangement-positive NSCLC: a retrospective, multicenter analysis Pharmaceuticals (Basel) 13 371 PMID: 33171712 PMCID: 7694976

20. Goto Y, Shukuya T, and Murata A, et al (2023) Real-world therapeutic effectiveness of lorlatinib after alectinib in Japanese patients with ALK-positive non-small-cell lung cancer Cancer Sci 114 2560–2568 PMID: 36866958 PMCID: 10236600

21. Peled N, Gillis R, and Kilickap A, et al (2020) GLASS: global lorlatinib for ALK(+) and ROS1(+) retrospective study: real world data of 123 NSCLC patients Lung Cancer 148 48–54 PMID: 32799090

22. Talreja VT, Noronha V, and Joshi A, et al (2019) Use of lorlatinib subsequent to crizotinib in anaplastic lymphoma kinase-positive non-small cell lung cancer: Indian experience South Asian J Cancer 8 211 PMID: 31807477 PMCID: 6852628

23. Eisenhauer EA, Therasse P, and Bogaerts J, et al (2009) New response evaluation criteria in solid tumours: revised RECIST guideline (version 1.1) Eur J Cancer 45 228–247

24. Common Terminology Criteria for Adverse Events (CTCAE) (2009)

25. Gillespie CS, Mustafa MA, and Richardson GE, et al (2023) Genomic alterations and the incidence of brain metastases in advanced and metastatic non-small cell lung cancer: a systematic review and meta-analysis J Thorac Oncol 18 1703–1713 PMID: 37392903

26. Solomon BJ, Bauer TM, and Ignatius Ou SH, et al (2022) Post hoc analysis of lorlatinib intracranial efficacy and safety in patients with ALK-positive advanced non-small-cell lung cancer from the phase III CROWN study J Clin Oncol 40 3593–3602 PMID: 35605188 PMCID: 9622589

27. Ou SHI, Lee ATM, and Nagasaka M (2023) From preclinical efficacy to 2022 (36.7 months median follow-up) updated CROWN trial, lorlatinib is the preferred 1st-line treatment of advanced ALK+ NSCLC Crit Rev Oncol Hematol 187 104019

28. Dagogo-Jack I, Yoda S, and Lennerz JK, et al (2020) MET alterations are a recurring and actionable resistance mechanism in ALK-positive lung cancer Clin Cancer 26 2535–2545

Related Articles

Vanita Noronha, Laboni Sarkar, Vijay Patil, Nandini Menon, Minit Shah, Akash Pawar, Oindrila Roy Chowdhury, Omshree Shetty, Anuradha Chougule, Pratik Chandrani, Rajiv Kaushal, Trupti Pai, Amit Janu, Nivedita Chakrabarty, Kumar Prabhash
Goutam Santosh Panda, Vanita Noronha, Vijay Patil, Amit Joshi, Nandini Menon, Rajiv Kumar, Trupti Pai, Omshree Shetty, Amit Janu, Nivedita Chakrabarty, Nilendu Purandare, Sayak Dey, Kumar Prabhash
Eva Maria Ruiz de Castilla, Maurice Mayrides, Haydée González, Francisco Vidangossy, Tatiana Corbeaux, Nancy Ortiz, Claudia Amaya, Alexandra Nuñez, Diego Fernando Jimbo Jimbo, Adela Ayensa, Mayra Galindo, Karla Ruiz, Juan Manuel Pérez
Olaniyi A Olatunde, Modupeola O Samaila, Mohammed I Imam, Kasiemobi E Uchime, Suleiman E Dauda
Table of Contents
Table of Contents